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๐ข Out now: Capcoโs Quarterly Surveillance Newsletter โ Edition 4 https://www.capco.com/intelligence/capco-intelligence/quarterly-surveillance-newsletter-4 This edition dives into the compliance challenges facing energy trading firms, with a spotlight on REMIT enforcement trends and how firms can respond using AI and surveillance technologies. Plus: ๐น FCAโs evolving transparency approach ๐น Market abuse regimes for cryptoassets in the UK & EU ๐น Real-world enforcement cases from the FCA & SEC ๐น Practical insights from Capcoโs latest thought leadership and global regulatory heatmap Whether you're in compliance, risk or surveillance โ this is a must-read. ๐ Download your copy
๐๐ผ๐ ๐ฐ๐ฎ๐ป ๐ณ๐ถ๐ป๐ฎ๐ป๐ฐ๐ถ๐ฎ๐น ๐ถ๐ป๐๐๐ถ๐๐๐๐ถ๐ผ๐ป๐ ๐ถ๐บ๐ฝ๐ฟ๐ผ๐๐ฒ ๐ผ๐ฝ๐ฒ๐ฟ๐ฎ๐๐ถ๐ผ๐ป๐ฎ๐น ๐ฒ๐ณ๐ณ๐ถ๐ฐ๐ถ๐ฒ๐ป๐ฐ๐, ๐ฒ๐ป๐ต๐ฎ๐ป๐ฐ๐ฒ ๐ฐ๐๐๐๐ผ๐บ๐ฒ๐ฟ ๐ฒ๐ ๐ฝ๐ฒ๐ฟ๐ถ๐ฒ๐ป๐ฐ๐ฒ, ๐ฎ๐ป๐ฑ ๐ณ๐๐ป๐ฑ ๐ณ๐๐๐๐ฟ๐ฒ ๐ถ๐ป๐ป๐ผ๐๐ฎ๐๐ถ๐ผ๐ป โ ๐๐ถ๐บ๐๐น๐๐ฎ๐ป๐ฒ๐ผ๐๐๐น๐?ย Generative AI creates an opportunity for โself-funding innovation,โ enabling financial institutions to cut costs and improve operations while also driving innovation. ๐Check out Capco's latest blog:ย https://www.capco.com/intelligence/capco-intelligence/self-funding-innovation-unlocking-gen-ais-potential
๐ช๐ต๐ฎ๐ ๐ฏ๐ฒ๐ด๐ฎ๐ป ๐ฎ๐ ๐ฎ ๐ป๐ถ๐บ๐ฏ๐น๐ฒ, ๐๐ฒ๐ฎ๐บ-๐ณ๐ถ๐ฟ๐๐ ๐ฎ๐ฝ๐ฝ๐ฟ๐ผ๐ฎ๐ฐ๐ต ๐ต๐ฎ๐ ๐ด๐ฟ๐ผ๐๐ป ๐ถ๐ป๐๐ผ ๐ฎ ๐ฐ๐ผ๐บ๐ฝ๐น๐ฒ๐ ๐๐ฒ๐ฏ ๐ผ๐ณ ๐ณ๐ฟ๐ฎ๐บ๐ฒ๐๐ผ๐ฟ๐ธ๐, ๐๐ผ๐ผ๐น๐ ๐ฎ๐ป๐ฑ ๐ฟ๐๐น๐ฒ๐. In our latest blog, we explore whether we've strayed too far from what originally made Agile so effective. It's time to get back to basics: - Prioritize value over process. - Embrace simplicity over structure. - Focus on outcomes, not overhead. Explore how Agile can be simplified to drive real valueโwithout the unnecessary complexity โก๏ธ Authors: @Emily Clark
Wishing a joyful Vaisakhi to everyone celebrating around the world. This important festival for the Sikh community marks the creation of the Khalsa in the 17th century, a key moment that shaped the Sikh identity. May this auspicious day bring happiness and prosperity to you and your loved ones in the year ahead. #BYAW #lifeatcapco #Vaisakhi2025
โ Early start is key to success with PSR! PSR imposes numerous demands, including extending consent panels to EU subsidiaries and establishing two-way communication with third parties. With tight schedules and additional requirements from FiDA, banks must act promptly. Discover the key risks and how to manage them. ๐ Read more in the new article. https://www.capco.com/Intelligence/Capco-Intelligence/four-risks-banks-cant-ignore-with-psr-consent-panel
At Capco, excellence in client services is driven by the expertise and dedication of our people, which is why we're thrilled to share that @Lauren Somma has been named a 2025 AML Consulting Magazine Rising Stars Honoree! ๐ฅณ Lauren's innovative approach and commitment to building strong, trusted client relationships have made a lasting impact, helping drive success for both our clients and firm. Please join us in congratulating Lauren on this outstanding achievement! Announcement here โก๏ธ https://www.consultingmag.com/2025/04/03/the-2025-rising-stars-of-the-profession-lauren-somma/?slreturn=2025040483735
In the sixth of our Q&A series exploring how leading financial services brands are transforming the customer experience, @Graham McClelland, Chief Financial Officer at mortgage lender @Gen H and @Capco UK Managing Partner @Paul Riseborough discuss Gen H's mission to transform the housing market, how to help more people access homeownership, approaches to partnerships and technology, and the value of 'grit' and resilience in a startup organization. https://www.capco.com/intelligence/capco-intelligence/perspective-on-customer-transformation-gen-h
๐ ๐๐โ๐ ๐๐ถ๐บ๐ฒ ๐๐ผ #๐๐ฐ๐ฐ๐ฒ๐น๐ฒ๐ฟ๐ฎ๐๐ฒ๐๐ฐ๐๐ถ๐ผ๐ป! This International Womenโs Day, weโre taking bold steps toward a more gender-equal worldโbecause real progress happens when we amplify voices, break barriers, and take action. ๐ก At Capco, we believe in the power of storytelling. By sharing the journeys of inspiring women leaders and the impact of allyship, we create space for meaningful change. ๐ฅ Explore their stories and join the movement: https://www.capco.com/About-Us/Be-yourself-at-work/international-womens-day-2025 ๐ Together, we can accelerate progress, spark inspiration, and drive lasting impact. Letโs celebrate, support, and take actionโtoday and every day. https://s3.amazonaws.com/com-oktopost-app-message-pictures/566dc3c4-1401-4613-8026-601e9568c9ca/JN_6511IWD_2025_Captions.mp4 ๐ฌ How are you accelerating action for gender equality? Share your thoughts below! โฌ๏ธ
What are the key trends driving change in wealth and asset management industry across Asia-Pacific and beyond? @Hayley Haupt, Partner & APAC Wealth Management Lead, and @Laurens Koppelaar, Singapore Wealth Management Lead, explore the regionโs top five trends and the opportunities they bring, including ๐๐/๐๐ฒ๐ป๐๐ ๐ฑ๐ฒ๐ฝ๐น๐ผ๐๐บ๐ฒ๐ป๐, the fast-evolving role of the ๐ฟ๐ฒ๐น๐ฎ๐๐ถ๐ผ๐ป๐๐ต๐ถ๐ฝ ๐บ๐ฎ๐ป๐ฎ๐ด๐ฒ๐ฟ, ๐ผ๐ป๐ฏ๐ผ๐ฎ๐ฟ๐ฑ๐ถ๐ป๐ด ๐ฐ๐ต๐ฎ๐น๐น๐ฒ๐ป๐ด๐ฒ๐, and how to ๐ฎ๐ฐ๐ฐ๐ฒ๐น๐ฒ๐ฟ๐ฎ๐๐ฒ ๐ถ๐ป๐ป๐ผ๐๐ฎ๐๐ถ๐ผ๐ป. More insights on how to effectively meet the needs of future clients and markets ๐ https://www.capco.com/intelligence/capco-intelligence/asia-pacific-wealth-management-trends-2025 #WealthManagers #RMs #CapcoWAM #APAC #WealthManagement #trends2025 #AI #innovation
The US Securities & Exchange Commission (SEC) recordkeeping requirements are fundamental to financial institutions under federal securities law. However, enforcement actions have underscored the critical importance of complianceโparticularly in electronic communications. To avoid penalties and regulatory action, firms must take proactive steps to strengthen their recordkeeping policies, enhance monitoring capabilities, and ensure employees adhere to compliance protocols. Read our latest article to learn how we can help your firm stay compliant and mitigate risk: https://www.capco.com/intelligence/capco-intelligence/sec-recordkeeping-rule-violations Authors: @Parul Chowdhry @Peter Dugas @Matt Rogers
