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      great benefits and culture - Principal Examiner FINRA Employee Review

      5.0
      16 Nov 2020
      Principal examiner
      Recommend
      CEO approval
      Business outlook

      Pros

      company culture has been increasingly employee-driven in recent years with a ground-up strategy encouraged/employed for all new company initiatives. Great benefits and work/life balance.

      Cons

      upward mobility can be difficult with limited managerial positions and minimal attrition

      avatar
      FINRA Response
      5y
      Thanks for taking the share your experience. We hope you’ll see increased opportunities for upward mobility as a result of the Exam and Risk Monitoring Program transformation, which is a great example of one of those ground-up initiatives that you mentioned.

      Explore other reviews about FINRA

      5.0
      22 May 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      28 Jun 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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