I applied online. The process took 2 months. I interviewed at FINRA in Jan 2023
Interview
Pretty open discussion, talked about FINRA's purpose, the roles that were open and then some questions about my background. It was friendly and helpful as a candidate, I appreciate hearing about the different levels a company has open.
The interview consists of a lot of technical questions about 15c3-1 and 15c3-3 rules. It was two rounds with examination directors. I recommend studying on the rules and be prepared to a writing exam. They want someone with proper grasp of the English language.
Interview questions [1]
Question 1
What is the haircut charge for a government security?
I applied through a recruiter. I interviewed at FINRA
Interview
Recruited at a job fair for an interview as a graduate student. Interview was not difficult, generally behavioral questions and an assessment of the role for which you were being interviewed.
Never heard back after follow-up with recruitment team.
Interview questions [1]
Question 1
Tell me about a time you had difficulty and how you overcame it.
Applied 4 times with management references. Finally got one interview. The same person interviewed me for the 2nd and 3rd round. Then I was ghosted. No notice about what happened. Of course, after a month I assumed I was not selected.
Interview questions [1]
Question 1
Tell me about yourself. Tell me about a time you had to make a difficult decision without all of the information.
